How to Check if a Broker Is Licensed in Australia
Verifying that a broker is properly licensed is one of the most important checks Australians can perform before depositing money. This guide explains how to use public ASIC and ABN resources.
Risk Warning
Trading financial products involves risk. CFDs, forex and crypto-related products can be highly volatile and may not be suitable for all investors. TradeRadarNews Australia provides general educational information only and does not consider your objectives, financial situation or needs. Consider seeking independent advice before investing.
Step 1 — Find the legal entity name
Reputable platforms display their legal entity name, ABN and AFSL number in the website footer or in their PDS. Use the exact legal name when searching ASIC's registers.
Step 2 — Search ASIC Connect
Search the AFS Licensees register on ASIC Connect. Confirm the AFSL number, status and authorisations match the products the platform offers.
Step 3 — Verify the ABN
Cross-check the ABN on ABN Lookup to confirm the trading name matches the registered entity.
Step 4 — Cross-check the domain
Compare the website domain to documents and disclosures. Lookalike domains and impersonation websites are common scam tactics.
Red flags to watch for
- Guaranteed returns or 'risk-free' trading claims.
- Pressure to deposit more or upgrade to a 'VIP' account.
- Requests to send funds in crypto to recover a 'frozen' account.
- Account managers who trade on your behalf without proper authorisation.
- Unclear company name, no ABN, or unverifiable address.
- Withdrawals blocked unless additional fees or taxes are paid.
- Unrealistic testimonials, celebrity endorsements or fake regulatory badges.
Frequently Asked Questions
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Our editorial team researches trading platforms, market education topics and scam warning signs for Australian readers. Our content is general information only and does not consider your personal objectives, financial situation or needs.
General information only. Trading involves risk and may not be suitable for all Australians.
